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E-6.1, r. 0.3 - Rules of evidence and procedure of the Financial Markets Administrative Tribunal
Section 20
Disposition versions
20. An application submitted by a self-regulating organization under section 62.4 of the Act respecting the regulation of the financial sector (chapter E-6.1) is filed without further formality, according to the form prescribed by the Tribunal and published on its website.
The application is accompanied by a copy of the request for a document or information, or by a copy of the subpoena and proof of notification of the subpoena.
A copy of the minutes of the disciplinary hearing must be enclosed with the application, where applicable.
In force: 2023-03-31
20. An application submitted by a self-regulating organization under section 62.4 of the Act respecting the regulation of the financial sector (chapter E-6.1) is filed without further formality, according to the form prescribed by the Tribunal and published on its website.
The application is accompanied by a copy of the request for a document or information, or by a copy of the subpoena and proof of notification of the subpoena.
A copy of the minutes of the disciplinary hearing must be enclosed with the application, where applicable.
